Provisional Patent Applications
Although some patent firms may be willing to file very brief and
informal provisional patent applications, the Courts are much less
likely to uphold filing-date rights from such incomplete
applications. Therefore, it is important that all provisional patent
applications be crafted with the same thought, quality, and content
as for utility patent applications.
Following are some of the advantages and disadvantages of filing a
(well-crafted) provisional application.
ADVANTAGES:
- The U.S. government fees for filing a provisional patent
application are less than fees for filing a utility application.
Reduced government filing fees.
- Updates, revisions and improvements to provisional patent
applications can be made relatively inexpensively.
- Patent prosecution fees can be delayed up to one additional
year.
- “Patent Pending” status can be extended up to one additional
year.
- The patent term endpoint can be extended up to one additional
year.
- Informal drawings and photographs may be used when it is
necessary to file a provisional patent application very quickly.
- Under provisions and practice of the Patent Cooperation Treaty
(PCT), the filing date of the provisional application becomes, upon
filing an international patent application, an international
priority date establishing an international patent right
(transferable and licensable), even for the year before an
international application is filed (this is equivalent to a utility
application).
- If interest in the invention wanes before one year is up, the
provisional patent application may be abandoned without further
expense and trade secrets may be preserved.
DISADVANTAGES:
- A provisional patent application may not claim the benefit of
earlier filed patent applications.
- The priority date of a provisional patent application may not be
claimed as the priority date for later-filed design patent
applications.
- Overall expense for patent application filing will be slightly
higher since the provisional patent application needs (at least, if
no technical improvements) to be updated and re-filed as a utility
patent application within one year of filing the provisional patent
application.
Utility Patent Application

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